Brian Scarpa is a finance professional with extensive experience in compliance and risk management across major financial institutions. Currently serving as Director at Fidelity Investments since May 2016, Brian previously held the position of Vice President at HSBC Global Banking and Markets, focusing on compliance within Global Banking & Markets. Prior experience includes various roles at J.P. Morgan as VP of Institutional Branch Inspections and Senior Compliance Officer, where Brian developed robust compliance programs for brokerage operations. Earlier roles at Bank of America, NASDAQ, and Pershing enhanced Brian's expertise in regulatory compliance, trading surveillance, and operational risk management. Brian holds an MBA in Finance and a BS in Finance from St. John's University, supplemented by a Regents Diploma in Math and Engineering from Staten Island Technical High School.
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