Daina Tums is the Director of Regulatory Matters at Fidelity Investments, a position held since 2021. With a longstanding career at FINRA beginning in 1999, Daina serves as an Enforcement Investigator and previously held the role of Principal Investigator - Member Regulation from 2015 to 2021. Daina is a graduate of the FINRA Institute at Wharton, earning the CRCP designation in 2005.
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