Joseph Brumble is a Senior Manager of Compliance at Fidelity Investments, specializing in the Registration and Licensing Team. In this role, Joseph provides essential guidance on securities registrations, insurance licenses, and investment advisor appointments, while ensuring compliance with supervisory requirements. Joseph previously held positions such as Interim Regional Licensing Coordinator and Manager of the State Regulatory Inquiry team, where they effectively managed compliance efforts and fostered relationships with state regulatory agencies. Joseph holds an Associate’s Degree in General Studies from Salt Lake Community College and is currently pursuing a Bachelor of Business Administration at Weber State University.
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