Michael Thomas

Senior Director - Compliance Testing at Forge Global

Michael Thomas is a seasoned compliance professional with extensive experience in compliance testing and monitoring. Currently serving as Senior Director of Compliance Testing at Forge since March 2022, Michael previously held the position of Vice President - Compliance Monitoring/Testing Lead at J.P. Morgan from June 2015 to March 2022. Prior roles include Assistant Vice President - Compliance at Wells Fargo, Manager - Compliance at Charles Schwab, and Senior Examiner at FINRA. Michael holds a Bachelor's degree in Economics from San Francisco State University, completed in 2007.

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San Francisco, United States

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Forge Global

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Forge unlocks the private markets for investors, shareholders, companies, and institutions.


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201-500

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