MP

Michael Pompeo

Compliance Director | Trade Surveillance Manager

Michael Pompeo is a dynamic and results-driven compliance director and trade surveillance manager at Futu Clearing, specializing in risk management and regulatory compliance within the financial industry. Previously, Michael served as Vice President and Compliance Officer at BNY Mellon, where they enhanced regulatory practices and mitigated risks across trading services. Their extensive experience includes roles at Robinhood and Merrill Lynch, focusing on trade surveillance, compliance investigations, and operational efficiencies. Michael holds a BS in Business Management from St. John's University and is committed to continuous improvement and delivering exceptional outcomes with integrity.

Location

Lake Mary, United States

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