Peter Caputo is a high-performing financial professional with over 20 years of broker dealer expertise, focusing on trading, compliance, operations, on-boarding, and risk management. They have strong knowledge of SEC, FINRA, and KYC/AML regulations and have experience with private securities and alternative assets. Caputo served as Chief Administrative Officer at Templum Markets LLC from 2022 to 2024 and is currently the Director of Compliance for Futu Clearing Inc. since 2024. They also worked as Chief Compliance Officer at Templum Markets from 2018 to 2022 and hold a Bachelor's Degree in Communications from Iona College.
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