Nick Bhargava

Co-Founder & EVP, Regulatory Affairs at Groundfloor

Nick is a co-founder and director of GROUNDFLOOR and EVP Regulatory Affairs. He leads product development and is responsible for regulatory strategy.

An expert in securities law, Nick was heavily involved in the JOBS Act as an early pioneer who advanced the concept of crowdfunding. Nick and Brian met through Groundwork Labs in the Triangle-area startup hub the American Underground. His years in finance have included work for the Financial Services Roundtable, SEC, FINRA, TD Waterhouse and RBC Financial Group.

Nick received his LLM at Duke University School of Law and holds a BS in Biological Sciences and Business from the University of Alberta.

Links

Previous companies

Bank Policy Institute logo
Royal Bank of Canada logo
TD Bank Group logo
JAGGAER logo

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Timeline

  • Co-Founder & EVP, Regulatory Affairs

    Current role

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