David T.

Compliance Officer

David T. has extensive experience in compliance and investment advisory roles spanning over two decades. Currently serving as Compliance Officer at Guidepoint since January 2022, David previously held the position of Director of Compliance and Director of Operations at Pinnacle Investments, LLC from September 2016 to January 2022. Prior to that, David was President at Focused Wealth Advisors / Cambridge Investment Research for a brief period in late 2015, and Chief Compliance Officer at Ridgeway & Conger, Inc. for a decade. David's career in investment advisory began at Edward Jones, where the role lasted from August 1999 to July 2003, followed by experience as an Investment Advisor at Alliance Bank N.A. from July 2003 to August 2005.

Links

Previous companies


Org chart


Teams

This person is not in any teams


Offices

This person is not in any offices