Michael Chasen, Esq., CAMS, is an experienced compliance professional currently serving as a Senior Compliance Officer at Guidepoint since December 2017, where responsibilities include connecting clients with vetted subject matter experts. Prior roles include Director of Compliance at Alaric Compliance Services, Senior Compliance Consultant at Geneva Consulting Group, and Senior Compliance Officer at S&P Dow Jones Indices. Michael Chasen has also held significant positions at FINRA as Assistant Chief Counsel, Senior Securities Attorney at Dinkes and Schwitzer, Assistant General Counsel at UBS Financial Services, and Assistant General Counsel at Merrill Lynch. Educational credentials include a Juris Doctor from New York Law School and a Bachelor of Arts in Accounting from The George Washington University.
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