James Waller

James Waller is currently the Head of UK Wholesale Compliance Assurance. They have extensive experience at HSBC, where they served as Audit Manager and later as Global Financial Crime Risk Senior Manager, overseeing sanctions for commercial and global banking. Waller began their tenure at HSBC as a Senior Auditor in Corporate and Commercial Banking Audit and progressed through various roles, including Senior Audit Manager in Global Head Office Functions and Service Delivery Team. They hold an ICA Specialist Certificate in Conduct Risk, Compliance from the International Compliance Association and a BA in American Studies from the University of Birmingham.