Lisa Licata has over 20 years of experience in the banking sector, specializing in legal compliance and regulatory operations. At M&T Bank, Lisa served as AVP and Legal Document Processing Supervisor, where oversight of subpoena processing ensured compliance with judicial requests while minimizing risk exposure. Transitioning to First Niagara Bank as Bank Officer and FIU AML Sr. Analyst, Lisa demonstrated proficient compliance with federal regulations and enhanced case investigations through proactive analysis of AML trends. As VP BSA/AML Compliance Manager, Lisa provided feedback for training purposes and collaborated with internal systems personnel to manage regulatory filing processes. Most recently, at HSBC, Lisa held roles including Regulatory Operations Manager and Vice President in Governance, Reporting, and Advisory within the Chief Control Office, continuing to uphold high standards in regulatory compliance and operational governance.
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