Mark Allen is a Senior Manager in Assurance Services, Compliance Assurance at HSBC UK, specializing in compliance and risk within the UK Wealth and Asset Management sector. With previous roles as a Senior Compliance Manager at WAY Fund Managers Limited and a Senior Regulatory Compliance Assurance Manager at HSBC, Mark has cultivated a strong reputation for developing people, streamlining processes, and delivering effective compliance frameworks. Mark possesses extensive knowledge of FCA rules and is recognized for their proactive approach in managing regulations, risks, and controls. They hold multiple certifications from esteemed institutions, including the Chartered Insurance Institute and the Chartered Institute of Securities & Investments.
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