Rickey Chan is currently a Senior Vice President and the US Head of FICC & Sales Compliance at HSBC Global Banking & Markets. They previously served as a Vice President in Fixed Income Sales and Trading Compliance at J.P. Morgan from 2004 to 2018, and as a Lead Examiner for Member Regulation at FINRA between 2000 and 2004. Rickey is also pursuing a degree at St. John's University, The Peter J. Tobin College of Business.
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