Robert Luckman is a seasoned compliance professional currently serving as the Senior Compliance Officer for Broker/Dealer and SWAP Dealer at HSBC. With over eight years of progressive experience in audit and compliance, Robert previously held positions at NewDay USA and BMO Harris Bank, focusing on client financial assessments and banking operations. They transitioned from a successful sales career to audit and compliance, demonstrating a strong capability in risk management and regulatory compliance. Robert earned a Master of Business Administration from Keller Graduate School of Management and a Bachelor's degree in Business Administration from Northern Illinois University.
Location
Addison, United States
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