David Mainzer is a seasoned compliance analyst with extensive experience in the financial services industry, currently working at Interactive Brokers since May 2019, focusing on enhanced due diligence for high-risk client onboarding and monitoring. Since November 2012, Mainzer has also provided compliance consulting services as a self-employed consultant, aiding proprietary trading firms and money managers. Previous roles include conducting investigations at First Bank and serving as a quality assurance analyst for AML at HSBC. Mainzer has held various compliance and inspection roles across several firms and has a Bachelor of Arts in Economics from the University of Wisconsin-Madison, earned between 1973 and 1977.
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