Stephen Hua

Stephen Hua has extensive experience in the financial industry. Stephen currently works at Interactive Brokers as a Registered Principal - New Accounts Approver. Prior to that, they served as a Branch Manager at TD Ameritrade from 2018 to 2021 and at Scottrade from 2008 to 2018. Stephen also worked at HSBC as a Premier Relationship Manager from 2006 to 2008 and at TD Waterhouse as an Investment Consultant from 1999 to 2005.

Stephen Hua attended Queens College, but no specific degree or field of study is provided. Stephen has obtained several certifications, including the General Securities Principal Exam, General Securities Representative Exam, General Securities Sales Supervisor Exam, Registered Options Principal Exam, Securities Industry Essentials Examination, and Uniform Combined State Law Exam. However, the specific months and years when these certifications were obtained are not provided.