Vlad Uchenik

Chief Compliance Officer at INX

Mr. Vlad Uchenik is the CEO and CCO of INX Securities, LLC, the wholly owned FINRA broker/dealer subsidiary of INX. Mr. Uchenik has over 25 years of experience in the financial services industry. Mr. Uchenik has been the CEO and CCO for INX Securities, LLC (formerly Openfinance Securities, LLC, Sageworks Capital, LLC and Raiseworks) since 2013. Mr. Uchenik was responsible for getting regulatory approval for the first ATS that traded digital securities in the secondary market, with the first trade occurring in November 2018. Mr. Uchenik previously worked as CCO for Eagleview Securities, LLC, iTB Securities LLC, and InterMerchant Securities, LLC. Prior to that, Mr. Uchenik was the Chief Operating, Compliance and Financial Officer of Jesup & Lamont Securities Corp supervising over 150 registered reps. Mr. Uchenik was also the COO/CCO of Safdie Investment Services Corp. and served as the VP of Regulatory Risk and Control for US Trust’s Operations Division where his responsibilities included overseeing the risk and compliance measures in operations for the broker/dealer, 4 SEC IAs, a National Bank, ’40 Act mutual funds and a Trust company. Mr. Uchenik also held a CCO role with BBVA Securities Corp. Mr. Uchenik currently has the FINRA Series 4, 7, 24, 28, 53, 63 and 65 licenses.

Mr. Uchenik has an undergraduate degree in Business Management from Rutgers University in New Brunswick, NJ and a Masters in Finance from Temple University in Philadelphia, PA.

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Timeline

  • Chief Compliance Officer

    Current role

  • CEO, INX Securities

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