CB

Corey Buck

SVP Derivatives Compliance at Jefferies

Corey Buck has worked in the field of derivatives compliance for several companies. Corey started their career at Merrill Lynch in 2009 as a Director of Derivatives Compliance. In 2014, they joined Wells Fargo Securities as a Director of Derivatives Compliance before moving to Jefferies in 2016 as an SVP of Derivatives Compliance.

Corey Buck received a Bachelor's degree in History from the University of New Hampshire from 1989 to 1993. After completing their undergraduate education, Corey Buck obtained multiple certifications, including the FINRA Series 4 9/10 Committee certification in December 2015. Corey also holds FINRA and NFA Registrations for Series 3, 4, 7, 24, 57, and 63, as well as the NFA Swap Proficiency Requirement. The specific months and years of when they obtained these certifications are not provided.

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Previous companies

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Timeline

  • SVP Derivatives Compliance

    August, 2016 - present

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