Joseph Dogery

Vice President - AML Sanctions and KYC Compliance Officer

Joseph Dogery is currently the Vice President - AML Sanctions and KYC Compliance Officer at Jefferies, where they provide advisory guidance on compliance programs and review customer relationships for risk assessment. Previously, Dogery held various vice president roles in compliance across several financial institutions, including MH Meyerson, MUFG, Mizuho Securities USA Inc., and JP Morgan Chase, focusing on BSA/AML, OFAC, and financial crimes risk management. They possess significant expertise in regulatory compliance, suspicious activity reviews, and drafting compliance-related documentation. Dogery's educational background includes multiple licenses, such as Series 7, 63, 55, 24, 99, 9, and 10.

Location

New York City Metropolitan Area, United States

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