Kelvin Sum currently serves as AVP in the Control Group for Investment Banking and Research Compliance at Jefferies since September 2023. Previously, Kelvin held multiple roles at Societe Generale Corporate and Investment Banking, including Analyst in E-client Services and Trainee in Compliance COO from November 2020 to September 2023. Prior experience includes working as a Compliance Officer at CLSA, Part-time Compliance Support Officer at Societe Generale, and a Liquidity Risk Intern at The Bank of East Asia, Limited. Kelvin also completed a Placement Trainee role in Regulatory Compliance at HSBC and an Actuarial Internship at FWD Insurance. Academically, Kelvin earned a BSc in Quantitative Finance from The Chinese University of Hong Kong and is pursuing an LLM in Finance Law at The University of Law, with prior education at Merchiston Castle School in Edinburgh, and St. Joseph's College in Hong Kong.
This person is not in any teams
This person is not in any offices