Risk Management and Compliance

The Risk Management and Compliance team at JonesTrading is responsible for identifying, assessing, and mitigating financial and operational risks to ensure the firm's activities remain within regulatory and legal boundaries. They develop and enforce policies and procedures to maintain compliance with relevant laws and regulations, oversee risk management strategies, and provide guidance to the firm’s leadership on reducing risk exposures. The team ensures that the trading environment is secure, confidential, and adheres to the highest standards of industry compliance to preserve the firm's integrity and trust.