An industry-leading independent broker dealer for over 20 years, Kestra Financial leads the industry in wealth management, practice enrichment, service and technology solutions.

Finance

Kestra Financial

Kestra Financial's headquarters in Austin, TX, United States

James Poer

Walt Miller

Ashish Shrivastava

Mike Pedlow

James Collins

Christine E. Brown

Ryan Cooper

Laura Coulston

Mark Schoenbeck

Jacob Beach

Jyl Brown

Angela Xavier

Bredt Norwood

Robert Bartenstein

This department is responsible for designing, developing, testing, and maintaining software applications and platforms.

Software Development

This department focuses on identifying growth opportunities and building strategic partnerships to enhance the organization's market presence.

Business Development

This department manages the onboarding process and operations to ensure a smooth transition for new hires into the organization.

Onboarding Operations

The Operations team at Kestra Financial ensures seamless processes and efficiency within the company by managing advisor onboarding, overseeing operational workflows, and maintaining high standards in service delivery. They play a crucial role in supporting advisors and enhancing operational effectiveness, contributing to the company’s excellence in wealth management and technology solutions.

Operations

The Compliance Team at Kestra Financial ensures adherence to regulatory standards and internal policies across all business practices. They oversee the compliance programs for the firm's registered investment advisors (RIAs), monitor advertising materials for compliance, conduct branch examinations, and provide strategic guidance to promote legal and regulatory integrity within the organization.

Compliance Team

The Data Engineering and Site Reliability team at Kestra Financial designs, builds, and maintains the data infrastructure and architecture, ensuring scalable, reliable, and efficient data processing and storage solutions. They also ensure the continuous availability and performance of Kestra Financial's technology platforms, integrating site reliability practices to support the company's innovative wealth management and technology solutions.

Kestra Financial

Org chart

Teams

Software Development

Business Development

Onboarding Operations

Operations

Compliance Team

Data Engineering and Site Reliability

Offices

Kestra Financial

Org chart

Teams

Software Development

Business Development

Onboarding Operations

Operations

Compliance Team

Data Engineering and Site Reliability

Offices

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