An industry-leading independent broker dealer for over 20 years, Kestra Financial leads the industry in wealth management, practice enrichment, service and technology solutions.

Finance

Kestra Financial

Kestra Financial's headquarters in Austin, TX, United States

The Compliance Team at Kestra Financial ensures adherence to regulatory standards and internal policies across all business practices. They oversee the compliance programs for the firm's registered investment advisors (RIAs), monitor advertising materials for compliance, conduct branch examinations, and provide strategic guidance to promote legal and regulatory integrity within the organization.

Compliance Team

The Data Engineering and Site Reliability team at Kestra Financial designs, builds, and maintains the data infrastructure and architecture, ensuring scalable, reliable, and efficient data processing and storage solutions. They also ensure the continuous availability and performance of Kestra Financial's technology platforms, integrating site reliability practices to support the company's innovative wealth management and technology solutions.

Data Engineering and Site Reliability

The Engineering Team at Kestra Financial designs, develops, and maintains cutting-edge technology solutions to enhance wealth management and practice enrichment services. This team ensures the reliability, security, and efficiency of Kestra's software platforms through collaborative efforts in software development, application security, quality assurance, and DevOps.

Engineering Team

The Business Development Team at Kestra Financial focuses on identifying and onboarding new financial advisors and firms to expand the company's network. They strategize and execute plans to enhance market presence, build strong relationships with potential partners, and drive growth by leveraging Kestra’s wealth management, practice enrichment, service, and technology solutions.

Business Development Team

The Leadership Team at Kestra Financial is responsible for setting the strategic direction of the company, overseeing operations, and ensuring compliance within the wealth management and broker-dealer sectors. Comprising executives from business development, wealth management, and compliance, this team collaborates to drive innovation, enhance client services, and promote growth in line with industry standards. Their collective expertise enables Kestra Financial to maintain its position as a leader in the wealth management landscape.

Leadership Team

The Financial Services and Wealth Management team at Kestra Financial provides comprehensive support and strategic guidance to financial advisors and clients. They specialize in wealth management strategies, offer practice enrichment solutions, oversee trading operations, conduct due diligence on investment products, and ensure exemplary client service.

Kestra Financial

Org chart

Teams

Compliance Team

Data Engineering and Site Reliability

Engineering Team

Business Development Team

Leadership Team

Financial Services and Wealth Management

Offices

Kestra Financial

Org chart

Teams

Compliance Team

Data Engineering and Site Reliability

Engineering Team

Business Development Team

Leadership Team

Financial Services and Wealth Management

Offices

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