James Hartmann is a highly experienced compliance consultant with a diverse background spanning over two decades in the financial services industry. Currently employed at Kroll as a Compliance Consultant since March 2024, James previously operated as an Independent Consultant, providing specialized outsourcing support and due diligence for various financial firms from March 2020 to March 2024. Notable roles include serving as Chief Compliance Officer at Arena Investors and Prudential Investment Management, where responsibilities encompassed advisory services for hedge funds, private equity, mutual funds, and broker-dealers. James’s extensive expertise also includes regulatory compliance consulting at E&Y and PwC, as well as operational leadership at Zero Gravity Venture Partners, where James co-founded the firm. James holds a B.S. in Corporate Finance from Indiana University Bloomington.
This person is not in any teams
This person is not in any offices