AM

Allen Mo

Compliance Manager, Head of Compliance APAC ex-Japan

Allen Mo is currently the Head of Compliance for Legal & General Asset Management in Hong Kong, where they manage compliance and operational risk programs for the Hong Kong and Singapore businesses. From 2015 to 2019, they held the position of Vice President of Compliance at J.P. Morgan Asset Management, establishing frameworks for regulatory engagement and marketing compliance. Previously, they served as an Assistant Vice President and Compliance Consultant at Wells Fargo Bank and managed various functions at the Securities and Futures Commission from 2001 to 2009. Allen Mo holds multiple degrees, including a BA in Economics from Western University and an LLM in Compliance Regulation from the University of Hong Kong.

Location

Hong Kong, Hong Kong

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