Christopher Hartman

Senior Vice President, Compliance at Lightspeed

Christopher Hartman is a seasoned compliance professional with extensive experience in financial services. Currently serving as Senior Vice President of Compliance at Lightspeed Financial Services Group since October 2010, Christopher oversees daily reviews of CAT/CAIS submissions and possesses strong knowledge of these systems. Prior to this role, Christopher held various positions including Compliance Officer and Manager of Client Services, contributing to trade surveillance and account transitions following the acquisition of Terra Nova Financial. Christopher’s earlier experience includes serving as Director of Client Services at Terra Nova Financial and providing client support at Web Street Securities. Christopher began a professional career as a recruiter with The Jacobson Group. Christopher holds a Bachelor's degree in Psychology from the University of Illinois Urbana-Champaign.

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Lightspeed

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Lightspeed offers clients access to our proprietary order execution system, Lightspeed Trader, real time risk and margin management.


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501-1,000

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