Sam Ashton

Head of Compliance (SMF16)

Sam Ashton is a seasoned professional with 15 years of experience in the financial services industry. They served as Compliance Monitoring Manager at Computershare from 2018 to 2021, followed by a role as Compliance Operations Manager at Hargreaves Lansdown until 2022. Currently, at MUFG Pension & Market Services, Sam is the Head of Compliance, a position they have held since 2024, having previously been the Compliance Manager Monitoring there from 2022 to 2024. Earlier in their career, Sam worked at Royal London as Client Assets Assistant Manager and held various positions at Target Loan Servicing, including Operations Executive and Compliance Executive. Sam also completed the Introduction to Investments and Regulations program at the Chartered Institute for Securities and Investment from 2013 to 2015.

Location

Bristol, United Kingdom

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