Gloria Solis, MBA, CCRP, CAMS, possesses extensive experience in legal and compliance roles across various sectors. Starting as a Senior Corporate Collections Paralegal at Prudential Financial, Gloria played a key role in resolving over 1,100 defaulted financial compensation notes, leveraging advanced data management skills. As a Senior Associate at TQA Investors, Gloria facilitated communication among financial teams while developing efficient expenditure tracking systems. Transitioning to Itau Securities as Compliance Officer, Gloria implemented robust AML and OFAC compliance processes, conducted regulatory examinations, and constructed a streamlined KYC database. Subsequently, Gloria served as a Project Manager at Balint Brown and Basri LLC, leading complex projects and managing a large team before becoming a Senior Contract Litigation Paralegal at Update Legal. Currently, Gloria holds the position of Vice President at Loop Capital Markets, contributing to strategic initiatives and regulatory compliance efforts.
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