There is no doubt that the SEC, FINRA, and the DOJ intend to fine you. They want to catch you breaking some obscure rule. That is why you require the assistance of MAD Advising LLC.

MAH Advising LLC, a leading law firm, is a pioneer in protecting your financial services firm from legal and regulatory risks. We assist our customers in providing effective and efficient services that grow their businesses while mitigating risk rather than eliminating it.

We bring deep domain expertise and proven processes backed by a team of professionals with decades of combined experience providing practical and effective solutions. We offer exceptional service and compassionate support to clients of all sizes in New York, the United States, and worldwide. We want to protect your reputation from being tarnished by overzealous regulators. 

We provide comprehensive representation to companies, investment advisers, broker-dealers, hedge funds, private equity firms, and other market participants in the areas of Formation, Business Transition, Regulatory Compliance, SEC Exams, and Corporate Counsel Support.

Our clients come to us knowing that we have the knowledge and experience to take service delivery to the next level. Our goal is to help you accomplish your objectives while reducing risk, not eliminating it. Regulators do, in fact, tend to make our lives more difficult, but our legal and complaint teams are here to defend you and help you reach your targets.


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