We are a broadly focused fee-based financial services firm dedicated to crafting custom solutions designed to help clients achieve their financial goals – from the large and complex to the small and specific. 

We are objective, research-oriented, and free from any ties to proprietary products, which means we focus on the client and find and deliver solutions appropriate to each client’s situation, wants, needs, and values.

Fiduciary standard of care – The fiduciary standard of care legally as well as ethically requires us to ensure that our recommendations are in the best interests of the client, free from any influences based on personal compensation or conflicts of interest.

Clients – We work with individuals, businesses, and institutions (charities, advocacy organizations, foundations, trusts, churches, etc.).

Services – We offer three categories of services: investments, planning, and insurance. For details, please see our website.

Not just for millionaires – Sophisticated investment management and planning used to be available only to those with millions of dollars. Through Mallery Financial those sophisticated strategies are now also available to average investors, small businesses, and non-profits at low or even no minimum investment requirements – a paradigm shift with powerful implications.

Client portal – We offer clients their own private wealth management website to provide an integrated view of their entire financial world in one location. 

If you are looking for an adviser who is objective, transparent, values-driven, service-focused, and personable, we welcome the opportunity to discuss whether there might be a fit between what we do and what you are looking for.

Securities and Investment Advisory Services offered through KMS Financial Services, Inc., Registered Investment Adviser, 2001 Sixth Avenue, Suite 2801, Seattle, WA 98121, (206) 441-2885. Mallery Financial, LLC, and KMS Financial Services, Inc., are not affiliated entities.

Mallery Financial, LLC

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