Masthead is a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs). Established in 2004, we help our clients overcome their risk management challenges so they can grow and thrive in an increasingly regulated industry. 

Driven by the desire to make a difference, we apply our expertise and experience to develop and deliver unique compliance, risk management, practice management and business intelligence services that achieve results both now and in the future.

We provide support by helping FSPs understand regulatory requirements and run workshops to help businesses align their processes with the Financial Advisory and Intermediary Services Act (FAIS), Treating Customers Fairly (TCF) framework, Retail Distribution Review (RDR) and more.

Business Development

Legal

Consulting

Risk & Compliance

Masthead

Joleen John

Ferdi Coetzee

Barrington Bruiners

Nhlanhla Sibanyoni Fsa® Ppre

Ignatius Jacobs

Anri Dippenaar

Heidi De Lange

Sherlene Neethling

Maqbool Sonday

Laurence Muller

Andria Hibbert

The Compliance Team at Masthead ensures that independent financial advisors and other licensed financial service providers comply with regulatory requirements, such as the Financial Advisory and Intermediary Services Act (FAIS), Treating Customers Fairly (TCF) framework, and Retail Distribution Review (RDR). They conduct audits, provide guidance, and run workshops to help businesses align their processes with industry regulations, thereby mitigating risks and enhancing operational efficiency.

Compliance Team

Operations Team

Compliance Team

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Other teams at Masthead

Operations Team