Allen Greenberg

Mr. Greenberg concentrates on trade/technical support and the compliance areas of the firm. Mr. Greenberg brings over 30 years of Compliance, Brokerage, Customer Service and Management experience in both multi-national corporate and entrepreneurial settings. Prior to joining the firm, Mr. Greenberg served as the Senior Vice President in the Options Compliance department for ConvergEx Execution Solutions. Past positions included managing the trade and technical customer support teams for ConvergEx and managing the CBOE and AMEX options execution teams for LiquidPoint. Mr. Greenberg has served as a FINRA (formerly CBOE) arbitrator for over 10 years. He is FINRA Series 3, 4, 7, 24, 28, 56, and 63 registered.