Maxim Group LLC is a leading full-service investment bank, securities and wealth management firm headquartered in mid-town Manhattan and is a registered broker-dealer with the SEC, the Municipal Securities Rulemaking Board (MSRB), FINRA and SIPC. www.finra.org  |  http://www.maximgrp.com

Maxim Group LLC

Maxim Group LLC's headquarters in New York, United States

Michael Rabinowitz

Adam Wachtel

Kelsey Vinson Pols

David Ranaudo

Alex Jin

Ritesh Veera

Brian M. Robertson

Angelo Lekanides

Murry Shapero

Mitchell J. Speiser

Christopher Fiore

The Leadership Team at Maxim Group LLC is responsible for steering the firm's strategic direction and operational excellence. Comprised of senior executives from various divisions—including investment banking, trading, and wealth management—the team collaborates to enhance service delivery, drive growth initiatives, and ensure compliance with regulatory standards, ultimately optimizing the client experience and fostering long-term value.

Leadership Team

The Investment Banking and Trading team at Maxim Group LLC specializes in advising clients on mergers, acquisitions, and capital raising while facilitating trading activities in various securities. They work collaboratively to provide tailored financial solutions, manage risk, and optimize investment strategies across sectors, including healthcare and technology. The team's expertise spans investment banking, equity research, fixed income, and alternative investments, ensuring comprehensive support for clients in achieving their financial goals.

Investment Banking and Trading

The Administrative and Corporate Services team at Maxim Group LLC plays a pivotal role in ensuring the seamless operation of the firm by overseeing internal functions, optimizing corporate governance, and facilitating effective communication across departments. This team is responsible for managing executive support, human resources, and operational strategies, all aimed at enhancing the overall efficiency and effectiveness of the investment banking and wealth management services provided by the firm.

Administrative and Corporate Services

The Research and Analysis team at Maxim Group LLC is responsible for conducting in-depth equity research, analyzing market trends, and providing comprehensive investment insights to support the firm’s trading and investment strategies. This team leverages quantitative and qualitative data to generate reports, develop financial models, and offer actionable recommendations for clients, with a focus on key sectors such as technology, media, gaming, and entertainment. Their expertise aids in driving informed decision-making across the firm’s investment banking and wealth management services.

Research and Analysis

The Sales and Business Development team at Maxim Group LLC focuses on establishing and expanding relationships with institutional clients, delivering tailored investment solutions, and driving sales of equity derivatives and capital market services. They leverage their expertise to identify new business opportunities, enhance client engagement, and support the firm's growth across various investment banking and wealth management sectors.

Maxim Group LLC

Org chart

Teams

Leadership Team

Investment Banking and Trading

Administrative and Corporate Services

Research and Analysis

Sales and Business Development

Offices

Maxim Group LLC

Org chart

Teams

Leadership Team

Investment Banking and Trading

Administrative and Corporate Services

Research and Analysis

Sales and Business Development

Offices

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