Vick S. serves as Legal Counsel for moomoo, overseeing the U.S. operations of Futu Holdings Limited, where they provide legal and regulatory advice to the leadership and teams of several SEC-registered entities. Previously, Vick worked as a Principal Regulatory Coordinator at FINRA and has extensive experience in white-collar crime investigations and compliance in various legal roles, including Chief Compliance Officer. Vick holds a JD from The University of Connecticut School of Law and a Bachelor of Science from Boston University. Admitted to the California and Connecticut state bars, Vick is skilled in compliance, securities laws, and cross-border privacy issues.
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