Gavin Bailey

Gavin Bailey is a compliance and risk management professional with over 17 years of experience in broker-dealer compliance advisory and operational risk across derivatives, fixed income, and capital markets. They have held senior positions at Barclays Capital, Wells Fargo, Scotiabank, Morgan Stanley, and Nomura, specializing in regulatory compliance and operational risk management. Currently, they serve as a Compliance Advisor for capital markets and securitizations at MUFG, providing real-time compliance advisory coverage and ensuring alignment with regulatory standards. Gavin holds a Bachelor of Science in Finance and Economics from Westfield State University, earned in 2003.