Mutual Group
Eddie Rivera has over a decade of experience in the financial industry, specializing in compliance and advisory roles for companies like Mutual Group and PlanMember Securities. With a strong background in reviewing and approving marketing materials, overseeing registrations with regulatory bodies, and implementing compliance training programs, Eddie has a proven track record of ensuring adherence to industry regulations and best practices.
Mutual Group
Mutual was created to address a need through collaborative and authentic service. First as Mutual Securities, Inc., then adding Mutual Advisors, and today as Mutual Group – we have evolved to serve RIA’s, Hybrids and everything in between. With over 40 years’ experience, we have deep expertise in brokerage, compliance, technology, and operations for advisors. Entrepreneurial to the core, we’re no-nonsense innovators with a nimble start-up approach. No egos, just results. Investment advisory services offered through Mutual Advisors, LLC, a SEC registered investment adviser. Securities offered through Mutual Securities, Inc., member FINRA/SIPC. Mutual Advisors, LLC and Mutual Securities, Inc. (collectively “Mutual Group”) are affiliated companies.