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Sam Thomas

Global Head of Investment Compliance

Sam Thomas is currently the Global Head of Investment Compliance at Neuberger Berman. With extensive experience in compliance and risk management, they previously held various roles at BlackRock, including Director, where they managed guideline restrictions and regulations for significant assets under management. Sam’s expertise has driven operational excellence, achieving notable efficiency gains and enhancing workforce diversity. They earned a Bachelor's degree in Finance from Drexel University's LeBow College of Business.

Location

New York City Metropolitan Area, United States

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