North Capital group includes a financial technology company, registered broker-dealer, and registered investment advisor. North Capital provides comprehensive solutions to transact private and exempt public securities, including tokenized securities, supporting issuers, funding platforms, and financial intermediaries.

Finance

North Capital

North Capital's headquarters in Salt Lake City, UT, United States

Jim Dowd

Kevin Van Leer

Dan Watson

Linsey Harkness

Michael T. Weaver

Richard Nelson

Anton Prakash

Siggy Tomasetti

Sara Judd

The Leadership Team at North Capital is responsible for setting the strategic direction and vision of the company. Comprising experts in technology, compliance, legal, human resources, and asset management, they collaborate to ensure operational excellence and regulatory adherence while fostering innovation in financial technology solutions tailored for private and exempt securities transactions. Their collective expertise drives growth and enhances the overall client experience within the rapidly evolving financial landscape.

Leadership Team

The Research and Development team at North Capital focuses on innovating and enhancing financial technology solutions, particularly in the realm of private and exempt securities. By leveraging market research and technological expertise, the team evaluates new investment opportunities, develops advanced tools for transaction processing, and ensures rigorous due diligence practices to support the company’s offerings in tokenized securities and related services.

Research and Development

The Finance and Accounting team at North Capital is responsible for overseeing the company's financial operations, ensuring accuracy in financial reporting, and managing capital allocation. They track financial performance, provide strategic insights for decision-making, and maintain compliance with regulatory requirements. This team plays a critical role in supporting the firm's innovative financial technology solutions and investment services.

Finance and Accounting

The Legal and Compliance Team at North Capital ensures that all operations adhere to relevant laws and regulations governing financial transactions and investment activities. They provide guidance on legal matters, oversee compliance with securities regulations, and implement policies to minimize legal risks, thereby safeguarding the integrity and reputation of the company.

Legal and Compliance Team

The Business Development and Sales team at North Capital is responsible for identifying and nurturing strategic partnerships, driving revenue growth, and expanding the company's market presence. This team collaborates with financial intermediaries, issuers, and funding platforms to promote innovative financial solutions, focusing on tokenized securities and private market transactions. Through effective outreach and relationship management, they play a crucial role in supporting the firm's overall business objectives and enhancing client engagement.

North Capital

Org chart

Teams

Leadership Team

Research and Development

Finance and Accounting

Legal and Compliance Team

Business Development and Sales

Offices

North Capital

Org chart

Teams

Leadership Team

Research and Development

Finance and Accounting

Legal and Compliance Team

Business Development and Sales

Offices

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