Northeast Securities, Inc. -- founded in 1989 -- has grown into a multi-line financial services firm serving institutional and individual clients. The business today operates from several strategic office locations including Connecticut, Florida, New York and Texas.

We provide expert service in institutional and retail brokerage, investment banking, asset management, municipal finance, cash management, alternative investments and transition management. Our firm also provides execution and clearing solutions for other broker/dealers. Northeast Securities is a member of the FINRA.

Banking

Investment Management

Northeast Securities

Stephen Joseph Perrone

Richard Zorn

Dick Zorn

Dan Nicholas

The Sales and Trading team at Northeast Securities is responsible for executing client orders and providing market insights for both institutional and retail clients. This team specializes in fixed income products, engaging in trading activities, managing client relationships, and ensuring optimal execution of transactions. With a focus on delivering tailored financial solutions, they support the firm’s broader goals of promoting investment opportunities and maximizing client returns.

Sales and Trading

The Leadership Team at Northeast Securities is responsible for setting the strategic direction and vision of the firm, ensuring operational efficiency, and fostering innovation in financial services. Comprising the Managing Directors and the COO & CTO, this team collaborates to drive growth, enhance client relationships, and maintain compliance with industry regulations, all while overseeing the execution of key initiatives across the organization.

Northeast Securities

Org chart

Teams

Sales and Trading

Leadership Team

Offices

Northeast Securities

Org chart

Teams

Sales and Trading

Leadership Team

Offices

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