Carla E. is currently the Vice President and Global Compliance Manager at Northern Trust Corporation, where they provide compliance and risk support to various banking and financial business units. With a strong background in financial market regulations, Carla has managed local and international compliance teams and possesses expertise in front office/middle office operations, e-communications, and trade surveillance. Prior to their current role, they held positions such as Compliance Manager at Northern Trust and Operations Manager at Wells Fargo. Carla holds Series 7 and 24 licenses as well as CFA investment foundation examinations, showcasing their strong foundation in finance.
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