James Marshall is a Regulatory Risk & Compliance Consultant and strategic thinker with expertise in financial, operational, and conduct risks, specializing in the governance of FCA regulated businesses. They are currently a Principal Consultant at Ocorian, having previously held various senior roles, including Managing Director at HidVal and Compliance Director at FB Wealth Management Ltd. With extensive experience as an SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer), James has guided organizations through regulatory due diligence and has contributed to the strategic improvement of governance frameworks. Additionally, James has chaired committees on Diversity, Equity & Inclusion and financial operational risks, further showcasing their commitment to fostering a compliant and inclusive business environment.
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