Beth McLaughlin

Beth McLaughlin, JD, MBA, is a seasoned compliance professional with extensive experience across investment services and legal sectors. Currently serving as the Senior IA Compliance Officer at Osaic, Beth has held various leadership roles in compliance, including Senior RIA Compliance Officer at Concourse Financial Group and Director of Compliance and Supervision at RFG Advisory. With a robust background in estate planning as an experienced attorney, Beth established B. McLaughlin Law, LLC, focusing on probate, wills, and asset protection. Prior to legal practice, Beth held management positions at AmSouth Bank and Regions Financial Corporation, showcasing a strong foundation in financial analysis and investment products. Academic credentials include a JD from Birmingham School of Law, an MBA from Jacksonville State University, and a BS in Finance from Jacksonville State University.