Candy Richardson

Candy Richardson has over 37 years of experience in operations and compliance within the financial services industry. Currently serving as a Transition Consultant at Osaic since June 2023, Candy previously held similar roles at Securities America Inc. and KMS Financial Services, Inc., where also served as a Compliance Officer. Prior to these positions, Candy worked as Director of Operations at McAdams Wright Ragen and held various Operations Manager positions at RBC Dain Rauscher, Candy-Ragen Mackenzie Investment Services, and Shearson Lehman Brothers/Smith Barney.