Richard E. Ramirez

AVP, Assistant General Counsel

Richard E. Ramirez is an experienced Securities and Financial Services Attorney with a strong background in financial services law and regulatory affairs. They are currently serving as AVP, Assistant General Counsel at Osaic and previously held senior positions at Lincoln Financial Group and TD Ameritrade. An advocate for policy and diversity, Richard has contributed to various working groups focused on regulatory investigations and innovation. They hold a Master of Laws in Securities & Financial Regulation from Georgetown University Law Center and a J.D. from Seton Hall University School of Law. Richard is also a published legal scholar, known for their exceptional research and communication skills.

Location

Philadelphia, United States

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