OTCex Group is the product of two mergers. The first was in 2005 between Paresco, a French investment firm broking listed equity and interest rates products and HPC, a European broker operating mainly in money and interest-rate markets. This entity then merged in 2006 with OTCex, an inter-dealer broker specializing in index and single stock options.

Since its foundation, OTCex Group’s strategic focus has always been to bring together market expertise with very strong business fits in order to create a multi-product brokerage service on an international scale.
These successive mergers have brought OTCex Group a client base of over 600 institutions, including banks, asset managers, fund managers, hedge funds and market makers.

OTCex is a French Financial company authorized and regulated by Autorité de Contrôle Prudentiel et de Résolution, as well as by Autorité des Marchés Financiers.

HPC is a French investment firm authorized and regulated by Autorité de Contrôle Prudentiel et de Résolution, as well as by Autorité des Marchés Financiers.

HPC has the authorization to operate as an Organized Trading Facility (OTF).

Investment Management

Trading & Exchanges

OTCex

Frederic Metz

Vivian Lee

Martyn Fairbrother

Carlos Soares

Yan Assoun

O Es

The Middle Office team at OTCex is responsible for ensuring the integrity and accuracy of all transactions and trades processed by the company. They manage risk, perform transaction reconciliation, and provide critical support between the front office (trading) and back office (settlement and compliance). This team plays a key role in maintaining operational efficiency and ensuring regulatory compliance across the company’s diverse financial products and services.

Middle Office

The Compliance Team at OTCex ensures that the company adheres to all regulatory requirements and industry standards. This involves monitoring and managing compliance with financial laws and regulations, implementing anti-money laundering (AML) policies, conducting internal audits, and providing regular training to staff on compliance issues. The team also works to identify and mitigate any potential risks within the company’s operations, ensuring all transactions and business practices are ethical and transparent.

Compliance Team

The Financial and Market Analysis team at OTCex Group is responsible for providing in-depth market insights and comprehensive financial analysis to support the firm's brokerage operations. This team leverages expertise in money markets, emerging and corporate bonds, commodities, and derivatives including ETFs, to deliver actionable intelligence and strategic recommendations. Their analysis aids in optimizing trading strategies, ensuring client satisfaction, and maintaining OTCex's competitive edge in the multi-product brokerage sector.

Financial and Market Analysis

The Leadership Team at OTCex, comprising the Chief Operating Officer, CEO, and Managing Director, is responsible for setting the strategic direction and overseeing the overall operations of the company. They ensure alignment with regulatory standards, drive business growth, and coordinate between various departments to maintain a cohesive multi-product brokerage service on an international scale.

OTCex

Org chart

Teams

Middle Office

Compliance Team

Financial and Market Analysis

Leadership Team

Offices

OTCex

Org chart

Teams

Middle Office

Compliance Team

Financial and Market Analysis

Leadership Team

Offices

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