Here at Patten Training & Review, our job is to help you succeed. Patten Training & Review provides quality training and compliance solutions using our effective, efficient, and proven expertise. 

Our team of professionals have operated as Principals for numerous firms throughout the country and serve as Chief Compliance Officers for FINRA-registered broker-dealers, investment advisors, and even municipal advisors. In addition, our team offers regulatory consulting to Broker-Dealers and Investment Advisors.

Along with compliance solutions, Patten Training & Review offers training for securities exams. With more than 30 years of experience in the financial services industry, our team effectively trains industry professionals to successfully pass their required qualification examinations with the convenience of either a live or virtual classroom or online training. 
Patten Training & Review also created the “FinOp Exchange." The FinOp Exchange is designed to provide a safe environment for FinOps to share ideas and have their questions answered amongst a group of their peers.

For more information, please visit: 
www.pattentraining.com 


Patten Training & Review

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Patten Training & Review

Org chart

Teams

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