Wendy M.

Vice President, Marketing and Advertising Compliance

Wendy M. is a seasoned professional specializing in compliance and marketing and advertising review within the financial services sector. Currently serving as Vice President of Marketing and Advertising Compliance at Performance Trust Capital Partners, they have extensive experience from their previous role as Executive Director at Morgan Stanley Smith Barney, where they oversaw the compliance reviews of various marketing materials and mentored a team of professionals. Wendy has a strong analytical ability and has built trusted relationships across multiple business lines, providing regulatory guidance and solutions. They are pursuing a Bachelor of Science in Biology at Stony Brook University.

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New York City Metropolitan Area, United States

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