Pickwick Capital Partners, LLC assists middle-market companies and alternative investment firms achieve their strategic, financing and M&A objectives. We do this through a focused and collaborative process driven by the talent of our advisors, who bring a wealth of experience from leading investment banks such as Morgan Stanley, Jefferies & Company, Deutsche Bank, Merrill Lynch, and others. 

Our team is comprised of energetic, hands-on solution providers. We focus on quality, and each and every transaction is important to us. Pickwick clients can be assured their advisors are true partners with the capabilities, motivation and experience necessary for success. Our advisors have collectively completed capital raising and M&A transactions worth billions of dollars.

Pickwick’s primary services are investment banking, focused on M&A and debt/equity, and  third-party-marketing placements, in which we raise capital for alternative asset funds including hedge funds, private equity groups and venture capital funds. We offer our clients the advantage of a well-established and broad network of institutional investors, family offices, qualified purchasers, private equity and buy-out groups, strategic buyers, growth capital providers, senior, junior and mezzanine lenders and debt providers, and emerging and middle-market companies.

We also provide our clients strategic insights into a diverse range of industries, including: cyber/physical security, banks/financial institutions and financial technology (Fin-Tech), real estate, Big Data, aerospace/defense, alternative energy/clean tech/green tech, entertainment, industrial, health IT/medical devices/biotech/pharmaceuticals, e-learning and tech-enabled business services. 

An SEC-registered Broker/Dealer and member of FINRA and SIPC, Pickwick is located in Westchester, New York, with advisors across the country, including in the metro DC-area, Boston, Los Angeles, Richmond, Baltimore, Miami, Dallas, Austin and Houston.

Cyber Security

FinTech

Investment Management

Pickwick Capital Partners

Pickwick Capital Partners' headquarters in United States

Douglas Greenwood

Pamela Fitton

David W. Levy

Kevin McMurchy

Richard Pleffner

David Battleman

Henry van Dyke V (Harry )

Garrison Belles

David Oles

Chris Varrone

Ari Raskas

The Investment Banking team at Pickwick Capital Partners specializes in providing strategic advisory services for middle-market companies, focusing on mergers and acquisitions (M&A) and capital raising through debt and equity placements. With a wealth of experience from leading financial institutions, the team partners closely with clients to navigate complex transactions, leveraging a robust network of institutional investors and strategic buyers. Their expertise spans various industries, enabling them to deliver tailored insights and solutions to achieve clients' financial objectives.

Investment Banking

The Leadership Team at Pickwick Capital Partners drives the strategic vision and operational excellence of the firm. Comprising experienced professionals from top-tier investment banks, this team oversees the execution of investment banking services, M&A advisory, and capital raising initiatives. They foster a collaborative environment, ensuring each transaction aligns with the firm’s commitment to quality and client partnership, while leveraging their extensive network to deliver optimal outcomes for clients in diverse industries.

Leadership Team

Pickwick Capital Partners

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Teams

Investment Banking

Leadership Team

Offices

Pickwick Capital Partners

Org chart

Teams

Investment Banking

Leadership Team

Offices

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