Robert Ruffing is an experienced compliance professional with a focus on equities and capital markets. Currently serving as the Compliance Director of Equities and Capital Markets at Piper Sandler since March 2021, Robert has held significant roles at KeyBanc Capital Markets as VP of Equity Compliance since July 2010, and previously as Vice President of Fund Compliance at Citigroup. Robert's career includes notable positions such as Vice President of Compliance at FBR and roles at Friedman Billings Ramsey and Wachovia Securities, culminating in over two decades of expertise in compliance within the financial services sector. Robert holds a Bachelor of Arts degree in Economics from Allegheny College, earned between 1994 and 1998.
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