Catherine Smith is a Director at PwC, where they lead Compliance Solutions initiatives, including the Insider and Impermissible Trading Program and the Personal Conflicts of Interest Program. Previously, Catherine held positions such as Senior Manager and Compliance Officer at PwC and Raymond James Bank, respectively. Catherine earned a J.D. from Nova Southeastern University—Shepard Broad Law Center and a B.A. in English from the University of Florida.
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