Jake Travis is currently the Director of Compliance and Supervision at RFG Advisory, where Jake oversees investment advisory and retirement plan activities. Prior to this, Jake worked as a Surveillance Manager at Concourse Financial Group, managing risk assessments and compliance reviews. Additionally, Jake has experience as a Branch Auditor, Surveillance Officer, Brokerage Representative at BBVA Compass, and Loan Coordinator at Renasant Bank. Jake graduated from The University of Alabama with a Bachelor of Science in Finance.
Current role
Manager, Investment Compliance And Operational Risk at University of California-System Administration Central Office
Director And Senior Counsel, Aftermarket at Pratt & Whitney
Head Of Strategic Planning And Service Delivery For Legal And Compliance Global Operations at GSK
Vp, Legal- Adtech & Partnerships at NBCUniversal
Manager, Settlement And Legal Compliance at Hyundai Motor America
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